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Founded in 2005, Securis Investment Partners LLP is one of the leading Insurance Linked Securities managers globally. The Firm is authorised and regulated by the Financial Conduct Authority and manages assets on behalf of a wide range of investors.

Basing its operation in the heart of London’s insurance district, Securis benefits from being in close proximity to the insurance broking and underwriting communities and their service providers. With a team of around 60 and offices in Bermuda, US, Switzerland and Japan, the firm is ideally placed to access the broadest range of investment opportunities and gather intelligence relating to sector developments.

Global Locations:

Securis Investment Partners LLP

12th Floor, 110 Bishopsgate, London, EC2N 4AY


Securis ILS Management Ltd

6th Floor South, The A.S. Cooper Building, 26 Reid Street, Hamilton, HM11, Bermuda


Securis Investments Switzerland SARL

Route de Thonon 63, 1222 Vésenaz-Genève

Limmatquai 2 (3rd floor), 8001 Zurich


Securis Investments (Japan) Limited

Level 20 Marunouchi Trust Tower – Main, 1-8-3 Marunouchi Chiyoda-Ku, Tokyo, Japan 100-0005


Contact:

Investor Relations Enquiries:

securisIR@securisinvestments.com


Investor Relations Enquiries:

+44 (0)20 7847 3700


This website does not constitute an offer to participate in any investment. Interests in any investment funds managed by Securis Investment Partners LLP will be offered and sold only pursuant to the prospectus (offering memorandum) relating to such funds to professional or accredited investors. An investment in any Securis Investment Partners LLP investment fund or managed account carries a high degree of risk and is not eligible to private/retail investors. No assurance can be given that the stated investment objectives will be achieved and the value of investments may fall as well as rise. Past performance is not a reliable indicator of future returns.

This material was prepared by Securis Investment Partners LLP ("SIP LLP"). SIP LLP is authorised and regulated by the Financial Conduct Authority (FCA) and a registered investment advisor with the Securities and Exchange Commission (SEC) in the USA.

SIP LLP accepts no liability or loss arising from the use of this material. This material is directed exclusively at persons who are experienced or existing investors in unregulated collective investment schemes, who are professional clients as defined by FCA’s Chapter 4.12R Conduct of Business (COBS) or are otherwise eligible under these or related rules. It is not intended for retail clients and such persons should not rely on this material. Generally, an investment in the Funds will be suitable only for certain financially sophisticated investors who meet certain eligibility requirements, have no need for immediate liquidity in their investment, and can bear the risk of an investment in the Funds for an extended period of time. Moreover, any investment or service to which this material may relate, will not be made available to such retail clients. SIP LLP is required to inform all investors of the types of terms that are in place as part of side letters requested and made available to certain investors. As such the firm discloses that the Fund has agreed to additional transparency provisions.

In particular, the information or documents herein are not intended for general distribution in the United States or for the account of U.S. persons (as defined in Regulation D under the United States Securities Act of 1933, as amended (the "Securities Act")) except to persons who are "qualified purchasers" (as defined in the United States Investment Company Act of 1940, as amended (the "Company Act") and "accredited investors" (as defined in Rule 501(a) under the Securities Act).

Investing in financial markets involves a substantial degree of risk. There can be no assurance that the investment objectives described herein will be achieved. Investment losses may occur, and investors could lose some or all of their investment. No guarantee or representation is made that the Funds' investment programs, including, without limitation, investment objectives, diversification strategies, or risk monitoring goals, will be successful, and investment results may vary substantially over time. Investment losses may occur from time to time. Nothing herein is intended to imply that the Funds' investment methodologies may be considered “conservative”, “safe”, “risk free” or “risk averse”. Economic, market and other conditions could also cause the Funds to alter their investment objectives, guidelines, and restrictions.

Certain information contained in this material may constitute “forward-looking statements,” which can be identified by the use of forward-looking terminology such as “may”, “will”, “should”, “expect”, “anticipate”, “target”, “project”, “estimate”, “intend”, “continue” or “believe” or the negatives thereof or other variations thereon or comparable terminology. Due to various risks and uncertainties, actual events or results or the actual performance of the Funds may differ materially from those reflected or contemplated in such forward-looking statements. SIP LLP believes that the information contained in this material to be reliable but does not warrant its accuracy or completeness. The estimates, investment strategies, and views expressed in this document are based upon past or current market conditions and/or data and information provided by unaffiliated third parties (which has not been independently verified) and is subject to change without notice.

This material is confidential, is intended only for the person to whom it has been provided and under no circumstance may a copy be shown, copied, transmitted, or otherwise given to any person other than the authorised recipient without the prior written consent of SIP LLP. This material additionally contains information regarding a planned offering being made available by SIP LLP. All of the comments and information provided in this notice apply equally in respect of such planned offering and, will be subject to such memorandum pertaining to that offering as established. The distribution of the information contained herein in certain jurisdictions may be restricted, and, accordingly, it is the responsibility of any prospective investor to satisfy itself as to compliance with relevant laws and regulations.

This material is for information purposes, is intended for your use only and does not constitute an invitation, solicitation or offer to subscribe for or purchase or sell any of the products or services mentioned. The information provided is not intended to provide a sufficient basis on which to make an investment decision. The information contained herein is preliminary, is provided for discussion purposes only, is only a summary of key information, is not complete, and does not contain certain material information about the Fund, including important conflicts disclosures and risk factors associated with an investment in the Funds, and is subject to change without notice. No offer or solicitation may be made prior to the delivery of a definitive private placement memorandum (the “Memorandum”) which will contain additional information about the Fund, including disclosures relating to risk factors and conflicts of interest.

There is no obligation to update, modify or amend this material or to otherwise notify a reader in the event that any matter stated herein, or any opinion, projection, forecast or estimate set forth herein, changes or subsequently becomes inaccurate. An investment in any SIP LLP product is speculative and entails substantial risks.

The information contained herein does not take into account the particular investment objectives or financial circumstances of any specific person who may receive it and is qualified in its entirety by the Memorandum. In the event of any discrepancies between the information contained herein and the Memorandum, the Memorandum will control. The information herein is not intended to provide, and should not be relied upon for, accounting, legal or tax advice or investment recommendations. You should make an independent investigation of the investment described herein, including consulting your tax, legal, accounting or other advisors about the matters discussed herein. Information and opinions presented in this material are obtained or derived from sources believed by SIP LLP to be reliable, but SIP LLP makes no representation as to their accuracy or completeness. This material includes NAV data provided by Citco Fund Services (Ireland) Ltd.

The representative in Switzerland is ARM Swiss Representatives SA, Route de Cité-Ouest 2, 1196 Gland, Switzerland. The paying agent in Switzerland is Banque Cantonale de Genève, 17 Quai de l’Ile, 1204 Geneva, Switzerland. The Offering Memorandum, Articles of Association, Financial Statements, newsletter and investor presentation can be obtained free of charge from the representative in Switzerland. The place of performance and jurisdiction is the registered office of the representative in Switzerland with regard to the units distributed in and from Switzerland.

Commitment to the UK Stewardship Code

Last updated 12 December 2017

Under Rule 2.2.3R of the Financial Conduct Authority’s (“FCA's”) Conduct of Business Sourcebook, Securis Investment Partners LLP ("Securis") is required to include on this website a disclosure about the nature of its commitment to the UK Financial Reporting Council's Stewardship Code (the "Code"). The Code is a voluntary code and sets out a number of principles relating to engagement by investors with UK equity issuers to pursue dialogue on strategy, performance and the management of risk.

Securis’ principal investment management activity involves investment in insurance linked instruments. Securis’ funds invest exclusively in assets which do not have voting or participating rights attached to them and therefore the Code is not directly applicable to them. Nonetheless, Securis supports the objectives that underlie the Code.

Authorised and Regulated by the Financial Conduct Authority.

Registered in England – No. OC312768

Registered office 12h Floor, 110 Bishopsgate, London, EC2N 4AY.

Pillar 3 Disclosure

Securis Investment Partners LLP Pillar 3 Disclosure is stated in Securis' audited accounts.

Modern Slavery Act 2005 ("the Act")
Introduction

This statement is issued by Securis Investment Partners LLP (“Securis”), a limited liability partnership registered in England, in compliance with section 54 of the Modern Slavery Act 2015.

Our Business

Securis is an operating entity within the Northill Capital Group (”Northill”). Northill provides equity and seed capital to a small number of high-quality start-ups or early stage asset managers and provides equity capital to replace existing shareholders in larger more established asset management businesses.

Securis is authorised and regulated by the Financial Conduct Authority.

This statement is our slavery and human trafficking statement for the purposes of section 54(1) of the Modern Slavery Act 2015. It sets out our ongoing commitment as a responsible business to ensure that modern slavery and human trafficking is eradicated.

Securis has a zero tolerance approach to modern slavery and human trafficking. As such we are committed to ensuring that there is no slavery or human trafficking in our supply chains or in any part of our business.

We are committed to acting ethically and with integrity in all our business relationships and we will take appropriate and reasonable measures to minimise the risk of this taking place in line with the nature of services provided to the firm.

Securis considers the risk of slavery, servitude, forced or compulsory labour (together, “Modern Slavery”) and human trafficking existing within its business to be low.

Supply Chain Risk

Securis does not support or knowingly deal with any business involved in slavery or human trafficking and will not work with any party it suspects is connected with slavery in any way. Our supply chain includes regulated professional advisers, providers of financial data, IT equipment, office supplies, travel providers and other third party service providers (“Suppliers” for the purpose of this note).

Suppliers are reviewed on an ongoing basis in line with our Third Party Evaluation procedure which includes a requirement to analyse each Supplier’s or approach to combatting slavery and human trafficking.

Securis expects its Suppliers to adopt the same standards it meets itself, and in turn work only with companies that share these values and principles. Suppliers are expected to uphold their workers’ human rights and treat them respectfully, while maintaining workplaces emphasising ethical and fair behaviour.

In the event that Securis becomes aware of Modern Slavery occurring within its supply chain, we will seek to ensure that the supplier implements remedial action. Securis expects its Suppliers to react to any Modern Slavery issues constructively and responsibly, and in a manner demonstrating their willingness to remedy issues expediently.

Action Taken

Securis has undertaken a review of its existing Suppliers and evaluated the risk of any Supplier being unable to meet its obligations under the Act and will continue to focus on the following areas:

  • Key Suppliers on-boarding and due diligence – an analysis of the service provider’s approach to combatting slavery and human trafficking is to be included within our review process going forward.
  • Training – we have ensured awareness of the Act to enable staff generally to understand the requirements of the Modern Slavery Act and flag potential issues.
Employees

Securis’ recruitment processes are thorough and transparent. We communicate directly with candidates to discuss job opportunities and to confirm the details of any offer made. We have robust procedures in place for the vetting of new employees and ensure that we are able to confirm their identities.

Securis has policies and procedures in place to ensure compliance with human rights and UK employment laws. All staff are remunerated fairly and above the UK’s national living wage. Consequently, we are satisfied that our employees are not exploited in any way.

Approval

This annual statement covers the financial year ended 31st March 2018. It is publicly available on the Securis corporate website. The Securis LLP Board has endorsed this policy and has confirmed its commitment to improving practices to combat slavery and human trafficking.

Your privacy is very important to us. This notice (“Privacy Notice”) is provided by Securis Investment Partners LLP (“we” or “us”) and sets out our policies with respect to the collection, sharing and use of personal information.

How we collect information about you

We may collect personal data about you through:

  • information provided directly to us by you, or another person on your behalf, through our website, by email or post, or in person;
  • information that we obtain in relation to any transactions between you and us;
  • recording and monitoring of telephone conversations and electronic communications with you as described below; or
  • the use of Internet “cookies” (an information collecting device from a web server), as described further below.

We may also, in some circumstances, receive personal information about you from third parties, such as service providers or trading counterparties, regulatory or law enforcement agencies, credit reference agencies and agencies conducting background checks. Personal information may also be obtained from publicly accessible sources of information, such as public databases, industry associations, social media and online professional networks.

Why we collect information about you

We may collect and use your personal information for the purposes of administering the relationship between us, marketing our products and services to you or the businesses with which you are associated, monitoring and analysing our activities, and complying with applicable legal or regulatory requirements.

We will use one of the permitted grounds under the applicable law to process your information. Such grounds include instances where you have given your consent and cases where your consent is not required under applicable law, such as where we are required to comply with a legal obligation, or where we or a third party determine that is necessary for our legitimate interests to collect and use your personal information.

The legitimate interests to collect your personal information may include any of the purposes identified above and any other purpose where we or a third party have determined that you have a reasonable expectation for us or a third party to collect or use your personal information for such purpose. You have the right to object to the use of your personal data for direct marketing purposes.

What are the consequences of failing to provide your personal information?

As a regulated financial services firm, we are subject to legal and regulatory obligations that may require us to collect and store your personal information, such as the requirements to comply with the applicable law on prevention of financial crime, tax and regulatory reporting, or the rules on recording and monitoring of communications (as described below).

We may also need to collect and use your personal information for the purposes of entering into or performance of a contractual arrangement between us.

A refusal to provide us with personal information may, depending on the purpose for which your personal information is required, have various consequences such as us being unable to communicate with you, the termination of any service or other contractual arrangement between us, or, where we have a reasonable suspicion of illegal activity, we may be required to make a report to regulatory or enforcement agencies.

The types of personal data we may collect and use

The categories of personal data we may collect will depend on the nature of our relationship with you and the purpose of which information is being collected. Such personal data may include names, residential addresses or other contact details, signature, nationality, date and place of birth, national insurance or other tax identification number, photographs, copies of identification documents, bank account details, information about assets or net worth, credit history, criminal and administrative offences, source of funds details, or other sensitive information, such as certain special categories of personal data contained in relevant documents or materials.

Do we use automated decision-making processes?

No.

Do we share your personal information with third parties?

We may (to the extent relevant to the purpose for which we collect your information), share your personal data with third parties, such as:

  • our affiliates or other entities that are part of our group or with our clients;
  • any person to whom we have a right or obligation to disclose personal data, or where we determine that disclosure is necessary to protect or defend our rights or property, including with regulators, courts of law, governmental, regulatory or law enforcement agencies;
  • our internet, IT, telecommunications and other service providers, including legal advisers, accountants, payroll administrators, insurance and employee benefits providers and administrators;
  • service providers and trading counterparties to our clients, including placement agents or distributors, brokers, banks, trading venues, clearing houses, custodians, corporate services providers, administrators of our funds, and providers of customer relationship management tools;
  • credit reference agencies and other third parties conducting background checks in the context of employment or client, counterparty, or investment due diligence;
  • any person, as directed by you; or
  • any person to whom we transfer any of our rights or obligations under any agreement, or in connection with a sale, merger or consolidation of our business or other transfer of our assets, whether voluntarily or by operation of law, or who is otherwise deemed to be our successor or transferee.
Transfers of personal information to countries outside of the European Economic Area (EEA)

Due to the international nature of our business, your personal data may be transferred to countries outside of the EEA, such as to jurisdictions where we or our clients conduct business or have a service provider, including countries that may not have the same level of data protection as that afforded by the EU General Data Protection Regulation or other data protection rules applicable to us (collectively, “Data Protection Law”). In these circumstances, we take steps to ensure that the recipient agrees to keep your information confidential and that it is held securely in accordance with the requirements of Data Protection Law, such as by requesting appropriate contractual undertakings in our legal agreements with service providers.

For how long do we keep your personal information?

We will generally keep personal information about you for as long as necessary in relation to the purpose for which it was collected, or for such longer period if required under applicable law or necessary for the purposes of our other legitimate interests.

The applicable retention period will depend on various factors, such as any legal obligation to which we or our service providers are subject as well as on whether you decide to exercise your right to request the deletion of your information from our systems. As a minimum, information about you will be retained for the entire duration of any business relationship we may have with you, and for a minimum period of five years after the termination of any such relationship.

We will, from time to time, review the purpose for which we have collected information about you and decide whether to retain it, update it, or securely delete it, if the information is no longer required.

What are your rights?

You have certain rights under Data Protection Law in respect of the personal data we hold about you and which you may exercise. These rights are:

  • to request access to your information;
  • to request rectification of inaccurate or incomplete information;
  • to request erasure of your information (a “right to be forgotten”);
  • to restrict the processing of your information in certain circumstances;
  • to object to our use of your information, such as where we have considered such use to be necessary for our legitimate interests (e.g. in the case of direct marketing activities);
  • where relevant, to request the portability of your information;
  • where you have given consent to the processing of your data, to withdraw your consent; and
  • to lodge a complaint with the competent supervisory authority.
How to contact us

If you have any questions about this Privacy Notice or requests with regards to the personal data we hold about you, you may contact our us at compliance@securisinvestments.com or by writing to Securis Investment Partners LLP, 12th Floor Heron Tower, 110 Bishopsgate, London EC2N 4AY.

Complaining to ICO

You have the right to complain to the Information Commissioner’s Office (ICO). Further information is available from the ICO’s website.

Use of cookies

We may send text files (e.g., “cookies” or other cached files) or images to your web browser to store information on your computer. Such text files and images are used for technical convenience to store information on your computer. For instance, we may use a session cookie to store form information that you have entered so that you do not have to enter such information again. We may use information stored in such text files and images to customise your experience on this website and to monitor use of this website. You may set your browser to notify you when you receive a cookie. Many web browsers also allow you to block cookies. If you block cookies you may not be able to access certain parts of this website. You can disable cookies from your computer system by following the instructions on your browser or at www.allaboutcookies.org.

Recording and monitoring of communications

We may record and monitor telephone conversations and electronic communications with you for the purposes of:

  • ascertaining the details of instructions given, the terms on which any transaction was executed or any other relevant circumstances;
  • ensuring compliance with our regulatory obligations; or
  • detecting and preventing the commission of financial crime.

Copies of recordings will be stored for a period of five years, or such other longer period as we may determine from time to time.